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SEC Issues Agendas for October 28 and November 3 Meetings of the Asset Management Advisory Committee
Washington, D.C.–(Newsfile Corp. – October 26, 2021) – The Securities and Exchange Commission today released the agendas for the Oct. 28 and Nov. 3 meetings of the Asset Management Advisory Committee (AMAC).
The two meetings will include a discussion of matters in the asset management industry relating to the Evolution of Advice and the Small Advisers and Small Funds Subcommittees, including panel discussions and potential recommendations.
The meetings will be held remotely via webcast, are open to the public, and will be available live at www.sec.gov and archived on the website. Members of the public who wish to provide their views on the matters to be considered by AMAC may submit comments either electronically or on paper, as described below. Please submit comments using one method only. At this time, electronic submissions are preferred. Information that is submitted will become part of the public record of the meetings. All submissions should refer to File Number 265-33, and the file number should be included on the subject line if e-mail is used.
Electronic submissions:
- Use the SEC’s Internet submission form or send an e-mail to rule-comments@sec.gov.
Paper submissions:
Send paper submissions to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, D.C. 20549-1090.
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Asset Management Advisory Committee – Agenda for Oct. 28, 2021, Meeting
| 10:00 a.m. | Welcome and Opening Remarks Commissioner Crenshaw; Sarah ten Siethoff, Acting Director of the Division of Investment Management; and Ed Bernard, Committee Chairman |
| 10:30 a.m. | Update from Evolution of Advice Subcommittee and Panel Discussion AMAC Panel Moderator: Jeffrey Ptak, Morningstar Research Services
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| 12:00 p.m. | Break |
| 12:30 p.m. | Update from the Small Advisers and Small Funds Subcommittee |
| 1:30 p.m. | Summary and Discussion |
| 2:00 p.m. | Adjournment |
Asset Management Advisory Committee – Agenda for Nov. 3, 2021, Meeting
| 10:00 a.m. | Welcome and Opening Remarks Chair Gensler; Commissioners Peirce, Roisman, Lee, and Crenshaw; Sarah ten Siethoff, Acting Director of the Division of Investment Management; and Ed Bernard, Committee Chairman |
| 10:30 a.m. | Recommendations of the Evolution of Advice Subcommittee |
| 11:00 a.m. | Recommendations of the Small Advisers and Small Funds Subcommittee |
| 11:30 a.m. | Summary and Discussion |
| 12:15 p.m. | Adjournment |
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